Practice · Finance & Risk
Make finance, risk & regulatory posture defensible.
From FP&A maturity to FCA readiness, assess finance, risk and regulatory posture against the frameworks regulators and boards actually use.
UK regulatory coverage: 4 of these 14 frameworks are UK-specific, built for firms advising regulated UK clients.
14 frameworks
Finance & Risk frameworks you can run
Each runs an evidence-based maturity or readiness assessment, scored on the standard's own scale.
Finance Function & FP&A Maturity
Score the finance function and FP&A across planning, reporting and partnering.
Enterprise Risk Management (COSO ERM)
Assess enterprise risk management against the COSO ERM framework.
Operational Resilience (EU DORA)
Gauge digital operational resilience readiness against EU DORA.
FCA Operational Resilience (PS21/3)
Map important business services and impact tolerances to FCA PS21/3.
FCA Consumer Duty
Assess Consumer Duty outcomes: products, price and value, understanding and support.
Senior Managers & Certification Regime (SM&CR)
Check SM&CR readiness across responsibilities, certification and conduct rules.
UK Corporate Governance Code (FRC)
Evidence compliance with the FRC UK Corporate Governance Code.
AML & Financial Crime
Assess anti-money-laundering and financial-crime controls against regulatory expectations.
MiFID II
Check investment-firm conduct and reporting readiness against MiFID II.
PSD2 & Open Banking
Assess payment-services and open-banking compliance against PSD2.
BCBS 239 Risk Data Aggregation
Rate risk-data aggregation and reporting capability against BCBS 239.
Solvency II
Assess insurer capital, governance and reporting readiness against Solvency II.
IFRS 9 / IFRS 17
Check accounting readiness for IFRS 9 financial instruments and IFRS 17 insurance contracts.
ISO 37001 / 37301 Anti-Bribery & Compliance
Assess anti-bribery and compliance management systems against ISO 37001 and ISO 37301.
How it works
From the client's documents to a board-ready deck.
1 · Evidence in
Upload the client's documents: policies, reports, data. An AI interviewer asks targeted follow-ups to fill anything missing.
2 · Scored on the standard
Every dimension is scored on the framework's own scale, with each score traceable to the evidence behind it, and gaps ranked by severity.
3 · Board-ready out
A board-ready slide deck and HTML report are generated automatically: executive summary, maturity landscape and a sequenced plan.
Evidence-grounded, not opinion
Defensible Finance & Risk scores.
Every score links back to the evidence it rests on, so the diagnosis holds up in the steering committee. See how evidence is collected and assessments are scored.
- Scored against the standard's own bands, not a generic rubric
- Gaps ranked by severity, ready to become the plan
- Auto-generated slide deck and HTML report for the board
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Run an assessment on real data.
We'll set up a framework live and score it from your client's own documents.