Assessment framework · Finance & Risk
MiFID II compliance assessment
MiFID II is the EU framework governing investment firms and trading venues, covering investor protection, conduct, product governance, best execution and transaction reporting.
Check investment-firm conduct and reporting readiness against MiFID II.
What it covers
Inside the MiFID II assessment.
Celeredge checks investment-firm readiness against the MiFID II conduct, product-governance and reporting obligations, and ranks the compliance gaps.
- Scored on MiFID II's own scale, not a generic rubric
- Every score traceable to the client's own evidence
- Gaps ranked by severity, ready to become the plan
- A board-ready slide deck and detailed report, generated automatically
How it works
From the client's documents to a board-ready deck.
1 · Evidence in
Upload the client's documents: policies, reports, data. An AI interviewer asks targeted follow-ups to fill anything missing.
2 · Scored on the standard
Every dimension is scored on the framework's own scale, with each score traceable to the evidence behind it, and gaps ranked by severity.
3 · Board-ready out
A board-ready slide deck and HTML report are generated automatically: executive summary, maturity landscape and a sequenced plan.
Questions
MiFID II assessment FAQ
What is MiFID II?
MiFID II is the EU framework governing investment firms and trading venues, covering investor protection, conduct, product governance, best execution and transaction reporting.
What does a Celeredge MiFID II assessment deliver?
An evidence-based maturity or readiness assessment scored on MiFID II's own scale, with gaps ranked by severity and an auto-generated, board-ready slide deck and detailed report. Every score is traceable to the evidence behind it.
How does the MiFID II assessment work?
Clients upload their own evidence: policies, reports and data. An AI interviewer asks targeted follow-ups to fill anything missing, the platform scores against the framework, ranks the gaps, and generates the deliverables.
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See the MiFID II assessment on real data.
We'll run MiFID II live and score it from a client's own documents.